Chief Compliance Officer Job at Aquas Financial, Plano, TX

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  • Aquas Financial
  • Plano, TX

Job Description

Job Description

Job Description

We’re looking for a licensed compliance specialist that has been honing their craft and is ready to take the next step in their career. We create industry-leading trading software for retail and professional equity traders. We cover the full spectrum of the trading lifecycle. We consume market data directly from major exchanges such as NYSE and NASDAQ. We facilitate order executions with some of the world’s largest broker-dealers and market makers. We also settle and book all trading activity.

This role will provide access and exposure to the electronic trading industry not ordinarily available at other firms. Help build, maintain, and support our platform with some of the best financial technology developers in the industry.

Responsibilities:

  • The primary focus will be managing compliance and firm risk
  • Ensure compliance with industry rules, regulations, and policy
  • Collaborate with other development teams
  • Collaborate with our business teams
  • Must be solution oriented -- derive creative and intuitive solutions to complex real-world problems
  • Enjoy working with a great team
Company Description

Aquas Financial is a FINRA-approved Broker-Dealer whose focus is bridging the gap between investors and the markets. We’re comprised of, and founded by, industry veterans. We have over 20 years of experience building trading software that has been used by some of the largest financial institutions in the world. Our reputation is the most stable, reliable trading system on the market.

Today’s trading platforms for active traders grossly underperform and are incredibly outdated. There’s demand for new trading technology for the active trader, and we accepted the challenge. We have a newly redesigned platform and a growing dedicated team. Our industry knowledge and top-tier development team are the reason we’re able to displace today’s legacy systems.

Company Description

Aquas Financial is a FINRA-approved Broker-Dealer whose focus is bridging the gap between investors and the markets. We’re comprised of, and founded by, industry veterans. We have over 20 years of experience building trading software that has been used by some of the largest financial institutions in the world. Our reputation is the most stable, reliable trading system on the market.\r\n\r\nToday’s trading platforms for active traders grossly underperform and are incredibly outdated. There’s demand for new trading technology for the active trader, and we accepted the challenge. We have a newly redesigned platform and a growing dedicated team. Our industry knowledge and top-tier development team are the reason we’re able to displace today’s legacy systems.

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